33:
294:
170:(SRO). The cost of the exam is $ 40. Individuals are allowed 90 minutes to complete 50 multiple choice questions. The passing score is 70%, and those who fail this exam must wait thirty days before taking it again. In order to be registered with the Series 6, an individual must also pass the Securities Industry Essentials Exam (The SIE Exam).
17:
173:
The table below lists the allocation of exam questions for each main job function of an investment company and variable contracts products representative.
364:
359:
62:
212:– Provides Customers with Information About Investments, Makes Suitable Recommendations, Transfers Assets and Maintains Appropriate Records
166:(FINRA, previously known as the NASD). In order to take the exam, an individual must be sponsored by a member firm of either FINRA or a
271:
258:
163:
354:
369:
335:
248:
84:
55:
238:
223:– Obtains and Verifies Customers’ Purchase and Sales Instructions; Processes, Completes and Confirms Transactions
167:
152:
201:– Opens Accounts After Obtaining and Evaluating Customers’ Financial Profile and Investment Objectives
45:
133:
49:
41:
328:
66:
128:
8:
321:
309:
156:
148:
122:
305:
253:
348:
243:
190:– Seeks Business for the Broker-dealer from Customers and Potential Customers
140:
117:
275:
110:
99:
investment company products/variable life contracts representative exam
18:
Investment
Company Products/Variable Life Contracts Representative Exam
301:
281:
293:
144:
106:
346:
54:but its sources remain unclear because it lacks
329:
143:since Series 6 license holders cannot sell
105:. Individuals passing this multiple choice
336:
322:
139:A Series 6 registered individual is not a
85:Learn how and when to remove this message
365:Standardized tests in the United States
272:Financial Industry Regulatory Authority
259:Financial Industry Regulatory Authority
164:Financial Industry Regulatory Authority
14:
347:
284:(via FINRA's series 6 content outline)
109:are licensed to sell a limited set of
360:Professional certification in finance
276:http://www.finra.org/industry/series6
288:
26:
24:
25:
381:
162:This exam is administered by the
101:, is commonly referred to as the
292:
31:
282:http://www.series6examtutor.com
239:List of securities examinations
13:
1:
153:direct participation programs
355:United States securities law
308:. You can help Knowledge by
168:self-regulatory organization
125:on the initial offering only
7:
370:Economics and finance stubs
232:
10:
386:
287:
265:
97:In the United States, the
181:
178:
40:This article includes a
69:more precise citations.
304:-related article is a
129:Unit investment trusts
182:Number of Questions
149:corporate securities
134:Variable Annuities
42:list of references
317:
316:
230:
229:
95:
94:
87:
16:(Redirected from
377:
338:
331:
324:
296:
289:
176:
175:
123:Closed-end funds
90:
83:
79:
76:
70:
65:this article by
56:inline citations
35:
34:
27:
21:
385:
384:
380:
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342:
268:
235:
91:
80:
74:
71:
60:
46:related reading
36:
32:
23:
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15:
12:
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5:
383:
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367:
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357:
341:
340:
333:
326:
318:
315:
314:
297:
286:
285:
279:
267:
264:
263:
262:
256:
254:Series 63 exam
251:
249:Series 24 exam
246:
241:
234:
231:
228:
227:
224:
217:
216:
213:
206:
205:
202:
195:
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180:
137:
136:
131:
126:
120:
93:
92:
50:external links
39:
37:
30:
9:
6:
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3:
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382:
371:
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290:
283:
280:
277:
273:
270:
269:
260:
257:
255:
252:
250:
247:
245:
244:Series 7 exam
242:
240:
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236:
225:
222:
219:
218:
214:
211:
208:
207:
203:
200:
197:
196:
192:
189:
186:
185:
179:Job Functions
177:
174:
171:
169:
165:
160:
158:
154:
150:
146:
142:
135:
132:
130:
127:
124:
121:
119:
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108:
104:
103:Series 6 exam
100:
89:
86:
78:
75:December 2012
68:
64:
58:
57:
51:
47:
43:
38:
29:
28:
19:
310:expanding it
299:
220:
209:
198:
187:
172:
161:
138:
118:Mutual funds
102:
98:
96:
81:
72:
61:Please help
53:
188:Function 1
155:(DPPs), or
141:stockbroker
67:introducing
349:Categories
221:Function 4
210:Function 3
199:Function 2
159:products.
113:products:
111:securities
302:economics
233:See also
147:, other
266:Sources
261:(FINRA)
63:improve
157:option
300:This
145:stock
48:, or
306:stub
107:exam
215:25
193:12
351::
226:5
204:8
151:,
52:,
44:,
337:e
330:t
323:v
312:.
278:)
274:(
88:)
82:(
77:)
73:(
59:.
20:)
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