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Arbitration Act 1996

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29: 265: 179: 337:, "this relatively short period of time reflects the principle of speedy finality which underpins the Act". Where "the interests of justice require an exceptional departure" from this timescale, an extension of time may be allowed. In 2012, Popplewell set out the factors which will influence a court's decision on whether to grant an extension of time as: 205:
The various subsequent provisions relating to the conduct of arbitrations are largely pinned upon this overriding duty. The legislation specifies that "The tribunal shall comply with that general duty in conducting the arbitral proceedings, in its decisions on matters of procedure and evidence and
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The remainder of the part deals with the enforcement of awards from contracting states to the New York Convention. Those provisions broadly replicate the architecture of the Convention, and provide that such an award shall only be refused on the ground specified in the Convention, specifically:
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Section 69 permits an appeal on a point of law to a court unless the parties have agreed to exclude that right. But the right to bring an appeal may only be exercised either with the agreement of the other party, or with the leave of the court. An agreement by the parties to dispense with the
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If any legal proceedings are commenced against a party which are subject to an arbitration agreement, then the party may apply to the court for a stay of those legal proceedings, and the Act provides that the court "shall grant a stay unless satisfied that the arbitration agreement is
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Subject to that overriding duty, the tribunal has broad discretion in relation to matters of procedure and evidence. The legislation provides that "It shall be for the tribunal to decide all procedural and evidential matters, subject to the right of the parties to agree any matter."
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whether to apply strict rules of evidence (or any other rules) as to the admissibility, relevance or weight of any material (oral, written or other) sought to be tendered on any matters of fact or opinion, and the time, manner and form in which such material should be exchanged and
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whether the arbitration has continued during the period of delay and, if so, what impact on the progress of the arbitration, or the costs incurred in respect of the arbitration, the determination of the application by the Court might now
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that the award deals with a difference not contemplated by or not falling within the terms of the submission to arbitration or contains decisions on matters beyond the scope of the submission to arbitration (but see subsection
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any irregularity in the conduct of the proceedings or in the award which is admitted by the tribunal or by any arbitral or other institution or person vested by the parties with powers in relation to the proceedings or the
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that the composition of the arbitral tribunal or the arbitral procedure was not in accordance with the agreement of the parties or, failing such agreement, with the law of the country in which the arbitration took
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adopt procedures suitable to the circumstances of the particular case, avoiding unnecessary delay or expense, so as to provide a fair means for the resolution of the matters falling to be determined.
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An Act to restate and improve the law relating to arbitration pursuant to an arbitration agreement; to make other provision relating to arbitration and arbitration awards; and for connected purposes.
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The 1996 Act only applies to parts of the United Kingdom. In Scotland, the Arbitration (Scotland) Act 2010 provides a modern statutory framework for domestic and international arbitration.
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that the award has not yet become binding on the parties, or has been set aside or suspended by a competent authority of the country in which, or under the law of which, it was made; or
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that the arbitration agreement was not valid under the law to which the parties subjected it or, failing any indication thereon, under the law of the country where the award was made;
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whether the respondent to the application would by reason of the delay suffer irremediable prejudice in addition to the mere loss of time if the application were permitted to proceed;
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whether any and if so what form of written statements of claim and defence are to be used, when these should be supplied and the extent to which such statements can be later amended;
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Any challenge to an award must be brought within 28 days of the arbitrator's decision, or notification of the outcome of any arbitral appeal or review. According to
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The Act defines serious irregularity as one or more of the following which the court considers has caused or will cause "substantial injustice" to the applicant:
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act fairly and impartially as between the parties, giving each party a reasonable opportunity of putting his case and dealing with that of his opponent, and
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requirement to give reasons for the tribunal's award is treated as an agreement to exclude the court's jurisdiction to hear an appeal on a point of law.
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that he was not given proper notice of the appointment of the arbitrator or of the arbitration proceedings or was otherwise unable to present his case;
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any arbitral or other institution or person vested by the parties with powers in relation to the proceedings or the award exceeding its powers;
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whether in the broadest sense it would be unfair to the applicant for him to be denied the opportunity of having the application determined.
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The Act also imposes a duty on the parties to "do all things necessary for the proper and expeditious conduct of the arbitral proceedings."
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whether any and if so what questions should be put to and answered by the respective parties and when and in what form this should be done;
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whether the party who permitted the time limit to expire and subsequently delayed was acting reasonably in the circumstances in doing so;
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whether any and if so which documents or classes of documents should be disclosed between and produced by the parties and at what stage;
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the language or languages to be used in the proceedings and whether translations of any relevant documents are to be supplied;
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England and Wales is one of the very few developed jurisdictions in the world which has consciously elected not to follow the
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if the award is in respect of a matter which is not capable of settlement by arbitration, or if it would be contrary to
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whether and to what extent the tribunal should itself take the initiative in ascertaining the facts and the law; and
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the award being obtained by fraud or the award or the way in which it was procured being contrary to public policy;
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failure by the tribunal to conduct the proceedings in accordance with the procedure agreed by the parties;
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that a party to the arbitration agreement was (under the law applicable to him) under some incapacity;
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whether the respondent to the application or the arbitrator caused or contributed to the delay;
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the tribunal exceeding its powers (otherwise than by exceeding its substantive jurisdiction);
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whether and to what extent there should be oral or written evidence or submissions.
145: 618:"The 1996 UK Arbitration Act and the UNCITRAL Model Law - a contemporary analysis" 786: 499:"Arbitration procedures and practice in the UK (England and Wales): overview" 431: 412: 304:
failure by the tribunal to comply with section 33 (general duty of tribunal);
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as in force today (including any amendments) within the United Kingdom, from
524:. (2002) 19 Journal of International Arbitration, Issue 3. pp. 209–225. 76: 264: 591: 296:
Seeking to set aside the award for serious irregularity under section 68.
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failure by the tribunal to deal with all the issues that were put to it;
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Recognition of foreign awards is addressed in Part III of the statute.
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failure to comply with the requirements as to the form of the award; or
253: 522:"Five Years On: A Review of the English Arbitration Act 1996" 293:
Challenging the substantive jurisdiction under section 67; or
170:. This is a position which has been subject to criticism. 457:
UNCITRAL Model Law on International Commercial Arbitration
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Under the Act there are broadly only two ways in which an
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UNCITRAL Model Law on International Commercial Arbitration
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may be challenged (apart from appeal on a point of law):
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when and where any part of the proceedings is to be held;
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Terna Bahrain Holding Company Wll v Al Shamsi & Ors
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uncertainty or ambiguity as to the effect of the award;
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in the exercise of all other powers conferred on it."
364:The first three points are "the primary factors". 256:, inoperative, or incapable of being performed." 784: 472:Industrial Conciliation and Arbitration Act 1894 367: 383:awards shall continue to apply to such awards. 173: 437:Advisory, Conciliation and Arbitration Service 190:The Act mandates that the general duty of the 246: 213:Procedural and evidential matters include: 724:High Court of Justice (Commercial Court), 615: 259: 184:London Court of International Arbitration 720: 718: 375:Section 99 provides that Part II of the 280: 263: 177: 519: 140:proceedings within the jurisdiction of 803:United Kingdom Acts of Parliament 1996 785: 763:Text of the Act is licensed under the 694: 692: 379:, which deals with enforcement of non- 728:, EWHC 3283 (Comm) (22 November 2012) 715: 649: 647: 632: 630: 478:Conciliation and Arbitration Act 1904 119:Arbitration and Conciliation Act 1996 94:Text of statute as originally enacted 712:Arbitration Act 1996, section 70(3) 689: 596:UK Parliament - Parliamentary Bills 536:"Arbitration - England & Wales" 66:England and Wales, Northern Ireland 13: 644: 627: 462:International Court of Arbitration 415:to recognise or enforce the award. 115:Arbitration Act 1996 (New Zealand) 14: 819: 771: 578:"Arbitration (Scotland) Act 2010" 467:Arbitration in the United States 357:the strength of the application; 134:Parliament of the United Kingdom 101:Text of the Arbitration Act 1996 34:Parliament of the United Kingdom 27: 745: 731: 706: 675: 661: 154:It is set to be amended by the 616:Sara Lembo (31 January 2010). 609: 584: 570: 556: 528: 513: 491: 480:, an Australian labour law Act 474:, a New Zealand labour law Act 442:Alternative dispute resolution 1: 368:Recognition of foreign awards 765:Open Government Licence v3.0 452:International commercial law 174:General duty of the tribunal 7: 419: 161: 87:Status: Current legislation 10: 824: 112: 18:United Kingdom legislation 447:International arbitration 247:Stay of legal proceedings 99: 92: 85: 75: 70: 60: 50: 40: 26: 485: 341:the length of the delay; 113:Not to be confused with 62:Territorial extent  808:English civil procedure 335:Lord Justice Popplewell 270:Royal Courts of Justice 260:Exclusion of the courts 753:"Arbitration Act 1996" 739:"Arbitration Act 1996" 700:"Arbitration Act 1996" 683:"Arbitration Act 1996" 669:"Arbitration Act 1996" 655:"Arbitration Act 1996" 638:"Arbitration Act 1996" 564:"Arbitration Act 1996" 273: 187: 543:Norton Rose Fulbright 281:Challenging the award 267: 181: 377:Arbitration Act 1950 126:Arbitration Act 1996 22:Arbitration Act 1996 381:New York Convention 23: 592:"Arbitration Bill" 274: 188: 105:legislation.gov.uk 21: 778:Full text on OPSI 427:UK commercial law 287:arbitration award 192:arbitral tribunal 142:England and Wales 111: 110: 815: 757: 756: 749: 743: 742: 735: 729: 722: 713: 710: 704: 703: 696: 687: 686: 679: 673: 672: 665: 659: 658: 651: 642: 641: 634: 625: 624: 622: 613: 607: 606: 604: 602: 588: 582: 581: 574: 568: 567: 560: 554: 553: 551: 549: 540: 532: 526: 525: 517: 511: 510: 508: 506: 495: 156:Arbitration Bill 146:Northern Ireland 136:which regulates 63: 31: 30: 24: 20: 823: 822: 818: 817: 816: 814: 813: 812: 798:Arbitration law 783: 782: 774: 760: 751: 750: 746: 737: 736: 732: 723: 716: 711: 707: 698: 697: 690: 681: 680: 676: 667: 666: 662: 653: 652: 645: 636: 635: 628: 620: 614: 610: 600: 598: 590: 589: 585: 576: 575: 571: 562: 561: 557: 547: 545: 538: 534: 533: 529: 518: 514: 504: 502: 501:. Practical Law 497: 496: 492: 488: 483: 422: 370: 283: 262: 249: 176: 164: 122: 88: 61: 36: 28: 19: 12: 11: 5: 821: 811: 810: 805: 800: 795: 781: 780: 773: 772:External links 770: 769: 768: 759: 758: 744: 730: 714: 705: 688: 674: 660: 643: 626: 608: 583: 569: 555: 527: 512: 489: 487: 484: 482: 481: 475: 469: 464: 459: 454: 449: 444: 439: 434: 429: 423: 421: 418: 417: 416: 409: 406: 402: 398: 395: 392: 369: 366: 362: 361: 358: 355: 351: 348: 345: 342: 331: 330: 326: 323: 320: 317: 314: 311: 308: 305: 298: 297: 294: 282: 279: 261: 258: 248: 245: 241: 240: 237: 234: 230: 227: 224: 221: 218: 203: 202: 199: 175: 172: 163: 160: 128:(c. 23) is an 109: 108: 97: 96: 90: 89: 86: 83: 82: 79: 73: 72: 68: 67: 64: 58: 57: 54: 48: 47: 44: 38: 37: 32: 17: 9: 6: 4: 3: 2: 820: 809: 806: 804: 801: 799: 796: 794: 791: 790: 788: 779: 776: 775: 766: 762: 761: 754: 748: 740: 734: 727: 721: 719: 709: 701: 695: 693: 684: 678: 670: 664: 656: 650: 648: 639: 633: 631: 619: 612: 597: 593: 587: 579: 573: 565: 559: 544: 537: 531: 523: 520:Hong-lin Yu. 516: 500: 494: 490: 479: 476: 473: 470: 468: 465: 463: 460: 458: 455: 453: 450: 448: 445: 443: 440: 438: 435: 433: 432:UK labour law 430: 428: 425: 424: 414: 413:public policy 410: 407: 403: 399: 396: 393: 390: 389: 388: 384: 382: 378: 373: 365: 359: 356: 352: 349: 346: 343: 340: 339: 338: 336: 327: 324: 321: 318: 315: 312: 309: 306: 303: 302: 301: 295: 292: 291: 290: 288: 278: 271: 266: 257: 255: 254:null and void 244: 238: 235: 231: 228: 225: 222: 219: 216: 215: 214: 211: 207: 200: 197: 196: 195: 193: 185: 180: 171: 169: 159: 157: 152: 149: 147: 143: 139: 135: 131: 127: 120: 116: 106: 102: 98: 95: 91: 84: 80: 78: 74: 69: 65: 59: 55: 53: 49: 45: 43: 39: 35: 25: 16: 747: 733: 708: 677: 663: 611: 599:. Retrieved 595: 586: 572: 558: 548:27 September 546:. Retrieved 530: 515: 505:27 September 503:. Retrieved 493: 385: 374: 371: 363: 332: 299: 284: 275: 250: 242: 212: 208: 204: 189: 165: 153: 150: 125: 123: 81:17 June 1996 77:Royal assent 15: 793:Arbitration 138:arbitration 787:Categories 767:(OGL v.3). 233:presented; 56:1996 c. 23 42:Long title 420:See also 162:Overview 52:Citation 194:is to: 132:of the 405:place; 329:award. 621:(PDF) 601:2 May 539:(PDF) 486:Notes 401:(4)); 354:have; 71:Dates 603:2024 550:2016 507:2016 268:The 182:The 144:and 124:The 158:. 130:act 117:or 789:: 717:^ 691:^ 646:^ 629:^ 594:. 541:. 148:. 755:. 741:. 702:. 685:. 671:. 657:. 640:. 623:. 605:. 580:. 566:. 552:. 509:. 272:. 186:. 121:. 107:.

Index

Parliament of the United Kingdom
Long title
Citation
Royal assent
Text of statute as originally enacted
Text of the Arbitration Act 1996
legislation.gov.uk
Arbitration Act 1996 (New Zealand)
Arbitration and Conciliation Act 1996
act
Parliament of the United Kingdom
arbitration
England and Wales
Northern Ireland
Arbitration Bill
UNCITRAL Model Law on International Commercial Arbitration

London Court of International Arbitration
arbitral tribunal
null and void

Royal Courts of Justice
arbitration award
Lord Justice Popplewell
Arbitration Act 1950
New York Convention
public policy
UK commercial law
UK labour law
Advisory, Conciliation and Arbitration Service

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